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Slide 1- 1
Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe
Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe
Chapter 1
Introduction: Databases and
Database Users
Slide 1- 3
Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe
Outline
 Types of Databases and Database Applications
 Basic Definitions
 Typical DBMS Functionality
 Example of a Database (UNIVERSITY)
 Main Characteristics of the Database Approach
 Database Users
 Advantages of Using the Database Approach
 When Not to Use Databases
Slide 1- 4
Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe
Types of Databases and Database
Applications
 Traditional Applications:
 Numeric and Textual Databases
 More Recent Applications:
 Multimedia Databases
 Geographic Information Systems (GIS)
 Data Warehouses
 Real-time and Active Databases
 Many other applications
 First part of book focuses on traditional applications
 A number of recent applications are described later in the
book (for example, Chapters 24,26,28,29,30)
Slide 1- 5
Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe
Basic Definitions
 Database:
 A collection of related data.
 Data:
 Known facts that can be recorded and have an implicit meaning.
 Mini-world:
 Some part of the real world about which data is stored in a
database. For example, student grades and transcripts at a
university.
 Database Management System (DBMS):
 A software package/ system to facilitate the creation and
maintenance of a computerized database.
 Database System:
 The DBMS software together with the data itself. Sometimes, the
applications are also included.
Slide 1- 6
Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe
Simplified database system environment
Slide 1- 7
Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe
Typical DBMS Functionality
 Define a particular database in terms of its data types,
structures, and constraints
 Construct or Load the initial database contents on a
secondary storage medium
 Manipulating the database:
 Retrieval: Querying, generating reports
 Modification: Insertions, deletions and updates to its content
 Accessing the database through Web applications
 Processing and Sharing by a set of concurrent users and
application programs – yet, keeping all data valid and
consistent
Slide 1- 8
Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe
Typical DBMS Functionality
 Other features:
 Protection or Security measures to prevent
unauthorized access
 “Active” processing to take internal actions on data
 Presentation and Visualization of data
 Maintaining the database and associated
programs over the lifetime of the database
application

Called database, software, and system
maintenance
Slide 1- 9
Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe
Example of a Database
(with a Conceptual Data Model)
 Mini-world for the example:
 Part of a UNIVERSITY environment.
 Some mini-world entities:
 STUDENTs
 COURSEs
 SECTIONs (of COURSEs)
 (academic) DEPARTMENTs
 INSTRUCTORs
Slide 1- 10
Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe
Example of a Database
(with a Conceptual Data Model)
 Some mini-world relationships:
 SECTIONs are of specific COURSEs
 STUDENTs take SECTIONs
 COURSEs have prerequisite COURSEs
 INSTRUCTORs teach SECTIONs
 COURSEs are offered by DEPARTMENTs
 STUDENTs major in DEPARTMENTs
 Note: The above entities and relationships are typically
expressed in a conceptual data model, such as the
ENTITY-RELATIONSHIP data model (see Chapters 3, 4)
Slide 1- 11
Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe
Example of a simple database
Slide 1- 12
Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe
Main Characteristics of the Database
Approach
 Self-describing nature of a database system:
 A DBMS catalog stores the description of a particular
database (e.g. data structures, types, and constraints)
 The description is called meta-data.
 This allows the DBMS software to work with different
database applications.
 Insulation between programs and data:
 Called program-data independence.
 Allows changing data structures and storage organization
without having to change the DBMS access programs.
Slide 1- 13
Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe
Example of a simplified database catalog
Slide 1- 14
Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe
Main Characteristics of the Database
Approach (continued)
 Data Abstraction:
 A data model is used to hide storage details and
present the users with a conceptual view of the
database.
 Programs refer to the data model constructs rather
than data storage details
 Support of multiple views of the data:
 Each user may see a different view of the
database, which describes only the data of
interest to that user.
Slide 1- 15
Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe
Main Characteristics of the Database
Approach (continued)
 Sharing of data and multi-user transaction
processing:
 Allowing a set of concurrent users to retrieve from and to
update the database.
 Concurrency control within the DBMS guarantees that each
transaction is correctly executed or aborted
 Recovery subsystem ensures each completed transaction
has its effect permanently recorded in the database
 OLTP (Online Transaction Processing) is a major part of
database applications. This allows hundreds of concurrent
transactions to execute per second.
Slide 1- 16
Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe
Database Users
 Users may be divided into
 Those who actually use and control the database
content, and those who design, develop and
maintain database applications (called “Actors on
the Scene”), and
 Those who design and develop the DBMS
software and related tools, and the computer
systems operators (called “Workers Behind the
Scene”).
Slide 1- 17
Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe
Database Users
 Actors on the scene
 Database administrators:

Responsible for authorizing access to the database,
for coordinating and monitoring its use, acquiring
software and hardware resources, controlling its use
and monitoring efficiency of operations.
 Database Designers:

Responsible to define the content, the structure, the
constraints, and functions or transactions against
the database. They must communicate with the
end-users and understand their needs.
Slide 1- 18
Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe
Categories of End-users
 Actors on the scene (continued)
 End-users: They use the data for queries, reports
and some of them update the database content.
End-users can be categorized into:

Casual: access database occasionally when
needed

Naïve or Parametric: they make up a large section
of the end-user population.
 They use previously well-defined functions in the form of
“canned transactions” against the database.
 Examples are bank-tellers or reservation clerks who do
this activity for an entire shift of operations.
Slide 1- 19
Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe
Categories of End-users (continued)

Sophisticated:
 These include business analysts, scientists, engineers,
others thoroughly familiar with the system capabilities.
 Many use tools in the form of software packages that work
closely with the stored database.

Stand-alone:
 Mostly maintain personal databases using ready-to-use
packaged applications.
 An example is a tax program user that creates its own
internal database.
 Another example is a user that maintains an address book
Slide 1- 20
Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe
Advantages of Using the Database
Approach
 Controlling redundancy in data storage and in
development and maintenance efforts.
 Sharing of data among multiple users.
 Restricting unauthorized access to data.
 Providing persistent storage for program Objects
 In Object-oriented DBMSs – see Chapters 20-22
 Providing Storage Structures (e.g. indexes) for
efficient Query Processing
Slide 1- 21
Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe
Advantages of Using the Database
Approach (continued)
 Providing backup and recovery services.
 Providing multiple interfaces to different classes
of users.
 Representing complex relationships among data.
 Enforcing integrity constraints on the database.
 Drawing inferences and actions from the stored
data using deductive and active rules
Slide 1- 22
Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe
Additional Implications of Using the
Database Approach
 Potential for enforcing standards:
 This is very crucial for the success of database
applications in large organizations. Standards
refer to data item names, display formats, screens,
report structures, meta-data (description of data),
Web page layouts, etc.
 Reduced application development time:
 Incremental time to add each new application is
reduced.
Slide 1- 23
Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe
Additional Implications of Using the
Database Approach (continued)
 Flexibility to change data structures:

Database structure may evolve as new
requirements are defined.
 Availability of current information:
 Extremely important for on-line transaction
systems such as airline, hotel, car reservations.
 Economies of scale:

Wasteful overlap of resources and personnel can
be avoided by consolidating data and applications
across departments.
Slide 1- 24
Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe
Historical Development of Database
Technology
 Early Database Applications:
 The Hierarchical and Network Models were introduced in
mid 1960s and dominated during the seventies.
 A bulk of the worldwide database processing still occurs
using these models, particularly, the hierarchical model.
 Relational Model based Systems:
 Relational model was originally introduced in 1970, was
heavily researched and experimented within IBM Research
and several universities.
 Relational DBMS Products emerged in the early 1980s.
Slide 1- 25
Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe
Historical Development of Database
Technology (continued)
 Object-oriented and emerging applications:
 Object-Oriented Database Management Systems
(OODBMSs) were introduced in late 1980s and early 1990s
to cater to the need of complex data processing in CAD and
other applications.

Their use has not taken off much.
 Many relational DBMSs have incorporated object database
concepts, leading to a new category called object-relational
DBMSs (ORDBMSs)
 Extended relational systems add further capabilities (e.g. for
multimedia data, XML, and other data types)
Slide 1- 26
Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe
Historical Development of Database
Technology (continued)
 Data on the Web and E-commerce Applications:
 Web contains data in HTML (Hypertext markup
language) with links among pages.
 This has given rise to a new set of applications
and E-commerce is using new standards like XML
(eXtended Markup Language). (see Ch. 27).
 Script programming languages such as PHP and
JavaScript allow generation of dynamic Web
pages that are partially generated from a database
(see Ch. 26).

Also allow database updates through Web pages
Slide 1- 27
Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe
Extending Database Capabilities
 New functionality is being added to DBMSs in the following areas:
 Scientific Applications
 XML (eXtensible Markup Language)
 Image Storage and Management
 Audio and Video Data Management
 Data Warehousing and Data Mining
 Spatial Data Management
 Time Series and Historical Data Management
 The above gives rise to new research and development in
incorporating new data types, complex data structures, new
operations and storage and indexing schemes in database systems.
Slide 1- 28
Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe
When not to use a DBMS
 Main inhibitors (costs) of using a DBMS:
 High initial investment and possible need for additional
hardware.
 Overhead for providing generality, security, concurrency
control, recovery, and integrity functions.
 When a DBMS may be unnecessary:
 If the database and applications are simple, well defined,
and not expected to change.
 If there are stringent real-time requirements that may not be
met because of DBMS overhead.
 If access to data by multiple users is not required.
Slide 1- 29
Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe
When not to use a DBMS
 When no DBMS may suffice:
 If the database system is not able to handle the
complexity of data because of modeling limitations
 If the database users need special operations not
supported by the DBMS.
Slide 1- 30
Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe
Summary
 Types of Databases and Database Applications
 Basic Definitions
 Typical DBMS Functionality
 Example of a Database (UNIVERSITY)
 Main Characteristics of the Database Approach
 Database Users
 Advantages of Using the Database Approach
 When Not to Use Databases

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ch01-Introduction Databases and Database Users.ppt

  • 1. Slide 1- 1 Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe
  • 2. Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Chapter 1 Introduction: Databases and Database Users
  • 3. Slide 1- 3 Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Outline  Types of Databases and Database Applications  Basic Definitions  Typical DBMS Functionality  Example of a Database (UNIVERSITY)  Main Characteristics of the Database Approach  Database Users  Advantages of Using the Database Approach  When Not to Use Databases
  • 4. Slide 1- 4 Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Types of Databases and Database Applications  Traditional Applications:  Numeric and Textual Databases  More Recent Applications:  Multimedia Databases  Geographic Information Systems (GIS)  Data Warehouses  Real-time and Active Databases  Many other applications  First part of book focuses on traditional applications  A number of recent applications are described later in the book (for example, Chapters 24,26,28,29,30)
  • 5. Slide 1- 5 Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Basic Definitions  Database:  A collection of related data.  Data:  Known facts that can be recorded and have an implicit meaning.  Mini-world:  Some part of the real world about which data is stored in a database. For example, student grades and transcripts at a university.  Database Management System (DBMS):  A software package/ system to facilitate the creation and maintenance of a computerized database.  Database System:  The DBMS software together with the data itself. Sometimes, the applications are also included.
  • 6. Slide 1- 6 Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Simplified database system environment
  • 7. Slide 1- 7 Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Typical DBMS Functionality  Define a particular database in terms of its data types, structures, and constraints  Construct or Load the initial database contents on a secondary storage medium  Manipulating the database:  Retrieval: Querying, generating reports  Modification: Insertions, deletions and updates to its content  Accessing the database through Web applications  Processing and Sharing by a set of concurrent users and application programs – yet, keeping all data valid and consistent
  • 8. Slide 1- 8 Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Typical DBMS Functionality  Other features:  Protection or Security measures to prevent unauthorized access  “Active” processing to take internal actions on data  Presentation and Visualization of data  Maintaining the database and associated programs over the lifetime of the database application  Called database, software, and system maintenance
  • 9. Slide 1- 9 Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Example of a Database (with a Conceptual Data Model)  Mini-world for the example:  Part of a UNIVERSITY environment.  Some mini-world entities:  STUDENTs  COURSEs  SECTIONs (of COURSEs)  (academic) DEPARTMENTs  INSTRUCTORs
  • 10. Slide 1- 10 Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Example of a Database (with a Conceptual Data Model)  Some mini-world relationships:  SECTIONs are of specific COURSEs  STUDENTs take SECTIONs  COURSEs have prerequisite COURSEs  INSTRUCTORs teach SECTIONs  COURSEs are offered by DEPARTMENTs  STUDENTs major in DEPARTMENTs  Note: The above entities and relationships are typically expressed in a conceptual data model, such as the ENTITY-RELATIONSHIP data model (see Chapters 3, 4)
  • 11. Slide 1- 11 Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Example of a simple database
  • 12. Slide 1- 12 Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Main Characteristics of the Database Approach  Self-describing nature of a database system:  A DBMS catalog stores the description of a particular database (e.g. data structures, types, and constraints)  The description is called meta-data.  This allows the DBMS software to work with different database applications.  Insulation between programs and data:  Called program-data independence.  Allows changing data structures and storage organization without having to change the DBMS access programs.
  • 13. Slide 1- 13 Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Example of a simplified database catalog
  • 14. Slide 1- 14 Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Main Characteristics of the Database Approach (continued)  Data Abstraction:  A data model is used to hide storage details and present the users with a conceptual view of the database.  Programs refer to the data model constructs rather than data storage details  Support of multiple views of the data:  Each user may see a different view of the database, which describes only the data of interest to that user.
  • 15. Slide 1- 15 Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Main Characteristics of the Database Approach (continued)  Sharing of data and multi-user transaction processing:  Allowing a set of concurrent users to retrieve from and to update the database.  Concurrency control within the DBMS guarantees that each transaction is correctly executed or aborted  Recovery subsystem ensures each completed transaction has its effect permanently recorded in the database  OLTP (Online Transaction Processing) is a major part of database applications. This allows hundreds of concurrent transactions to execute per second.
  • 16. Slide 1- 16 Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Database Users  Users may be divided into  Those who actually use and control the database content, and those who design, develop and maintain database applications (called “Actors on the Scene”), and  Those who design and develop the DBMS software and related tools, and the computer systems operators (called “Workers Behind the Scene”).
  • 17. Slide 1- 17 Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Database Users  Actors on the scene  Database administrators:  Responsible for authorizing access to the database, for coordinating and monitoring its use, acquiring software and hardware resources, controlling its use and monitoring efficiency of operations.  Database Designers:  Responsible to define the content, the structure, the constraints, and functions or transactions against the database. They must communicate with the end-users and understand their needs.
  • 18. Slide 1- 18 Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Categories of End-users  Actors on the scene (continued)  End-users: They use the data for queries, reports and some of them update the database content. End-users can be categorized into:  Casual: access database occasionally when needed  Naïve or Parametric: they make up a large section of the end-user population.  They use previously well-defined functions in the form of “canned transactions” against the database.  Examples are bank-tellers or reservation clerks who do this activity for an entire shift of operations.
  • 19. Slide 1- 19 Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Categories of End-users (continued)  Sophisticated:  These include business analysts, scientists, engineers, others thoroughly familiar with the system capabilities.  Many use tools in the form of software packages that work closely with the stored database.  Stand-alone:  Mostly maintain personal databases using ready-to-use packaged applications.  An example is a tax program user that creates its own internal database.  Another example is a user that maintains an address book
  • 20. Slide 1- 20 Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Advantages of Using the Database Approach  Controlling redundancy in data storage and in development and maintenance efforts.  Sharing of data among multiple users.  Restricting unauthorized access to data.  Providing persistent storage for program Objects  In Object-oriented DBMSs – see Chapters 20-22  Providing Storage Structures (e.g. indexes) for efficient Query Processing
  • 21. Slide 1- 21 Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Advantages of Using the Database Approach (continued)  Providing backup and recovery services.  Providing multiple interfaces to different classes of users.  Representing complex relationships among data.  Enforcing integrity constraints on the database.  Drawing inferences and actions from the stored data using deductive and active rules
  • 22. Slide 1- 22 Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Additional Implications of Using the Database Approach  Potential for enforcing standards:  This is very crucial for the success of database applications in large organizations. Standards refer to data item names, display formats, screens, report structures, meta-data (description of data), Web page layouts, etc.  Reduced application development time:  Incremental time to add each new application is reduced.
  • 23. Slide 1- 23 Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Additional Implications of Using the Database Approach (continued)  Flexibility to change data structures:  Database structure may evolve as new requirements are defined.  Availability of current information:  Extremely important for on-line transaction systems such as airline, hotel, car reservations.  Economies of scale:  Wasteful overlap of resources and personnel can be avoided by consolidating data and applications across departments.
  • 24. Slide 1- 24 Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Historical Development of Database Technology  Early Database Applications:  The Hierarchical and Network Models were introduced in mid 1960s and dominated during the seventies.  A bulk of the worldwide database processing still occurs using these models, particularly, the hierarchical model.  Relational Model based Systems:  Relational model was originally introduced in 1970, was heavily researched and experimented within IBM Research and several universities.  Relational DBMS Products emerged in the early 1980s.
  • 25. Slide 1- 25 Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Historical Development of Database Technology (continued)  Object-oriented and emerging applications:  Object-Oriented Database Management Systems (OODBMSs) were introduced in late 1980s and early 1990s to cater to the need of complex data processing in CAD and other applications.  Their use has not taken off much.  Many relational DBMSs have incorporated object database concepts, leading to a new category called object-relational DBMSs (ORDBMSs)  Extended relational systems add further capabilities (e.g. for multimedia data, XML, and other data types)
  • 26. Slide 1- 26 Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Historical Development of Database Technology (continued)  Data on the Web and E-commerce Applications:  Web contains data in HTML (Hypertext markup language) with links among pages.  This has given rise to a new set of applications and E-commerce is using new standards like XML (eXtended Markup Language). (see Ch. 27).  Script programming languages such as PHP and JavaScript allow generation of dynamic Web pages that are partially generated from a database (see Ch. 26).  Also allow database updates through Web pages
  • 27. Slide 1- 27 Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Extending Database Capabilities  New functionality is being added to DBMSs in the following areas:  Scientific Applications  XML (eXtensible Markup Language)  Image Storage and Management  Audio and Video Data Management  Data Warehousing and Data Mining  Spatial Data Management  Time Series and Historical Data Management  The above gives rise to new research and development in incorporating new data types, complex data structures, new operations and storage and indexing schemes in database systems.
  • 28. Slide 1- 28 Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe When not to use a DBMS  Main inhibitors (costs) of using a DBMS:  High initial investment and possible need for additional hardware.  Overhead for providing generality, security, concurrency control, recovery, and integrity functions.  When a DBMS may be unnecessary:  If the database and applications are simple, well defined, and not expected to change.  If there are stringent real-time requirements that may not be met because of DBMS overhead.  If access to data by multiple users is not required.
  • 29. Slide 1- 29 Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe When not to use a DBMS  When no DBMS may suffice:  If the database system is not able to handle the complexity of data because of modeling limitations  If the database users need special operations not supported by the DBMS.
  • 30. Slide 1- 30 Copyright © 2007 Ramez Elmasri and Shamkant B. Navathe Summary  Types of Databases and Database Applications  Basic Definitions  Typical DBMS Functionality  Example of a Database (UNIVERSITY)  Main Characteristics of the Database Approach  Database Users  Advantages of Using the Database Approach  When Not to Use Databases